Small Cap Portfolio

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Utilities

American Water Works

NYSE: AWK

Founded in 1886, American Water (NYSE: AWK) is the largest publicly traded U.S. water and wastewater utility company. With headquarters in Voorhees, N.J., the company employs approximately 6,600 dedicated professionals who provide drinking… Learn More

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Healthcare

Apollo Medical Holdings

NASDAQ: AMEH

Apollo Medical Holdings (“ApolloMed” or “AMEH”) is founded in 2001 and headquartered in Glendale, California, ApolloMed (NASDAQ: AMEH) is a leading physician-centric integrated population health management company working to provide coordinated,… Learn More

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Healthcare

Catasys

NASDAQ: CATS

Catasys, Inc. provides big data based analytics and predictive modeling driven behavioral healthcare services to health plans and their members through its OnTrak solution. Catasys' OnTrak solution--contracted with a growing number of national… Learn More

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Technology

Digital Ally

NASDAQ: DGLY

Digital Ally®, Inc. (NASDAQ: DGLY), headquartered in Lenexa, KS, specializes in the design and manufacturing of the highest quality video recording equipment and video analytic software. Digital Ally pushes the boundaries of technology in industries… Learn More

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Energy

Eco-Stim Energy Solutions

NASDAQ: ESES

Eco-Stim Energy Solutions (“ESES”, “Eco-Stim”, or “Company”) is an environmentally focused oilfield service and technology company providing proprietary field management technologies, well stimulation, and completion services to oil and gas… Learn More

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Technology

eMARINE Global

OTC: EMRN

eMARINE Global (OTC: EMRN) is a leading provider of information and communications technology (ICT) solutions for the global maritime industry. Founded in 2001 and based in South Korea, e-MARINE is working with a growing base of marquee customers… Learn More

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Industrial Goods

Endexx

OTC: EDXC

Endexx Corp. (OTC: EDXC) with its collaborative partners and consultants, develops and distributes two consumable product lines derived from industrial hemp, which is organic and naturally rich in phytocannabinoids. Phyto-Bites® is its CBD-infused… Learn More

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Services

Esports Entertainment Group

OTCQB: GMBL

Esports Entertainment Group is a licensed next generation online gambling company focused purely on esports. Utilizing our proprietary player-to-player wagering system, we offer esports fans and enthusiasts from around the world (excluding… Learn More

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Consumer Goods

Giggles n' Hugs

OTCQB: GIGL

Giggles n' Hugs is the first and only restaurant that brings together high-end, organic food with play elements and entertainment for children. GIGL offers an upscale, family-friendly atmosphere with a play area filled with climbers, life… Learn More

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Healthcare

Globavir Biosciences

Private

Developing life-saving technologies for cancer and the diagnosis and treatment of some of the world’s most deadly viral diseases. To complement its world-class dengue diagnostic assays, Globavir is also developing GBV006, a powerful combination… Learn More

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Healthcare

Green Spirit Industries

OTCQB: GSRX

Green Spirit Industries Inc. (OTC: GSRX), together with its wholly-owned subsidiary, Project 1493, LLC, is in the business of acquiring, developing and operating medical marijuana dispensaries. Project 1493 is in the process of acquiring five… Learn More

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private

Humboldt Industries

(PRIVATE)

Humboldt Industries expects to complete its acquisition of Perfect Plants, a 37-year-old Netherlands-based greenhouse operator, by the end of the second quarter of 2018. Perfect Plants owns over 450,000 sq. ft. of production facilities in the… Learn More

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Healthcare

Immuron

NASDAQ: IMRN

Immuron Ltd is an Australian biopharmaceutical company focused on immunotherapy using dairy-derived antibody products for humans. Immuron has a unique and versatile technology platform that is capable of generating a wide range of products,… Learn More

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Services

KNOT Offshore Partners

NYSE: KNOP

We are a limited partnership formed in February 2013, to operate and acquire shuttle tankers under long-term charters, which we define as charters of five years or more. Our sponsor, Knutsen NYK Offshore Tankers AS (Knutsen NYK), a market leading… Learn More

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Services

Level Brands

NYSE American: LEVB

Level Brands (NYSE American: LEVB) creates bold, unconventional and socially responsible branding for leading businesses. With a focus on corporate brand management and consumer products marketing art, beauty, fashion, health and wellness including… Learn More

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Consumer Goods

MamaMancini's Holdings

OTCQB: MMMB

MamaMancini’s Holdings, Inc. (OTCQB: MMMB) is a marketer and distributor of a line of beef meatballs, turkey meatballs, and chicken meatballs all with sauce, five cheese stuffed beef, turkey and chicken meatballs all with sauce, original beef… Learn More

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Technology

NETGEAR

NASDAQ: NTGR

NETGEAR, Inc. (NTGR) is a global networking company that delivers innovative products to consumers, businesses and service providers. The Company's products are built on a variety of proven technologies such as wireless, Ethernet and power… Learn More

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Services

Next Group Holdings

OTCQB: NXGH

Next Group Holdings, Inc. (OTCQB: NXGH) is a FinTech (Financial Technology) company utilizing technical innovation together with existing and emerging technologies to deliver accessible, efficient & reliable mobile, new-era and traditional… Learn More

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Healthcare

Nutriband

OTCQB: NTRB

Nutriband (OTC: NTRB) is a unique, result’s driven, health and pharmaceutical Company based in Orlando Florida. Unlike traditional health product companies, Nutriband found its start by spotting and targeting a gross and virtually unexplored… Learn More

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Healthcare

Pressure BioSciences

OTCQB: PBIO

Pressure BioSciences, Inc. (OTCQB: PBIO) develops, markets, and sells proprietary laboratory instrumentation and associated consumables to the estimated $6 billion life sciences sample preparation market. Our products are based on the unique… Learn More

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Basic Materials

Santa Fe Gold

OTC: SFEG

Santa Fe Gold (OTC: SFEG) is a U.S.-based mining and exploration enterprise and owns the following mining assets: The Knight's Peak region of Grant County, New Mexico comprising the Malone Mines, Patanka, Hillcrest, Barranca and Principal… Learn More

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Industrial Goods

SDT Holdings, Inc.

OTC: WUHN

SDT Holdings ,Inc.is a Montreal-based industrial technology holding company that focuses on the development, production and commercialization of its four subsidiaries, specialized in these areas: mining electrification, cryptocurrencies / blockchain,… Learn More

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Technology

SharedLabs

(PRIVATE)

SharedLabs was formed in 2016, by a team of leaders from the Software and Technology space to create business value through technical excellence and innovative solutions, which empower software companies and large commercial enterprises with… Learn More

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Healthcare

Sorrento Therapeutics

NASDAQ: SRNE

Sorrento Therapeutics, Inc. (NASDAQ: SRNE) is a clinical stage, antibody-centric, biopharmaceutical company developing new therapies to turn malignant cancers into manageable and possibly curable diseases. Sorrento's multimodal multipronged… Learn More

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Services

Spectrum Global Solutions

OTC: SGSI

Spectrum Global Solutions, Inc. (OTC: SGSI) operates through its AW Solutions and Mantra Energy Alternatives subsidiaries. AW Solutions (AWS) is a leading provider of telecommunications engineering and infrastructure deployment services and… Learn More

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Healthcare

TapImmune

NASDAQ: TPIV

TapImmune Inc. (NASDAQ: TPIV) is developing immunotherapies for a variety of cancers designed to target both tumors and metastatic disease. The company’s next-generation technology has been engineered to overcome the deficiencies of earlier… Learn More

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Industrial Goods

Top Ships

NASDAQ: TOPS

We are an international owner and operator of modern, fuel efficient "ECO" MR tanker vessels focusing on the transportation of petroleum products (clean and dirty) and bulk liquid chemicals. We believe we have established a reputation… Learn More

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Healthcare

Vivos Inc

OTC: RDGL

Vivos Inc is a Kennewick, Washington-based late stage development company, engaged in the development of a brachytherapy device for the treatment of cancerous tumors. Brachytherapy uses radiation to destroy tumors by placing a radioactive… Learn More

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Consumer Goods

West Coast Ventures Group Corp

OTCQB: WCVC

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Industrial Goods

Xerium Technologies

NYSE: XRM

Xerium Technologies, Inc. (NYSE: XRM) is a leading global manufacturer and supplier of consumable products used primarily in the production of containerboard, tissue, consumer packaging, pulp and paper. In addition, the Company also services… Learn More


"I work with many of the companies that would be RedChip companies. And we certainly ascribe to the same view that the RedChip Companies do, which is Discovering Tomorrow's Blue Chips Today."

  • Bob McCooey, Senior Vice President, NASDAQ Stock Market